#21
Active

Transaction requirements for interoperability with hardware wallets

Created on  by Gabriel Kerekes, Rafael Korbas,  and Jan Mazak

Abstract

This CIP describes all the restrictions applicable to Cardano transactions which need to be signed by hardware wallets.

Motivation

Due to certain limitations of hardware (abbrev. HW) wallets, especially very small memory and a limited set of data types supported by Ledger, HW wallets are not able to process all valid transactions which are supported by Cardano nodes.

The limitations also result in an inability of HW wallets to see the whole transaction at once. Transaction data are streamed into HW wallets in small chunks and they compute a rolling hash of the transaction body which is signed at the end. Consequently, a HW wallet only provides witness signatures, and the transaction body which was signed has to be reconstructed by the client. We thus need a common transaction serialization format which will allow no ambiguity. In addition, the format must define ordering of map keys in such a way that it’s possible to check for duplicate keys by HW wallets.

Several of the restrictions also stem from security or UX concerns, e.g. the forbidden combination of pool registration certificates and withdrawals in a single transaction (see reasoning below).

To ensure interoperability, SW wallets and other tools working with HW wallets should only use transactions which conform to the following rules.

Specification

Certain transaction elements, described as allowed in this document, might not be supported by some HW wallets. Support also depends on HW wallet firmware or app versions. If transaction signing fails for a transaction which is built according to this specification, make sure to check the documentation of the HW wallet you are using.

It might take some time for recent Cardano ledger spec changes to be implemented for HW wallets. Thus it might happen that further restrictions might apply on top of the restrictions mentioned in this CIP until the changes are implemented on HW wallets.

Canonical CBOR serialization format

Transactions must be serialized in line with suggestions from Section 3.9 of CBOR specification RFC. In particular:

  • Integers must be as small as possible.
  • The expression of lengths in major types 2 through 5 must be as short as possible.
  • The keys in every map must be sorted from lowest value to highest.
  • Indefinite-length items must be made into definite-length items.

See the RFC for details.

Transaction body

Unsupported entries

The transaction body entry 6 : update must not be included.

Integers

HW wallets support at most int64 for signed integers and uint64 for unsigned integers i.e. larger integers are not supported overall. Additionally, any integer value must fit in the appropriate type.

Numbers of transaction elements

The number of the following transaction elements individually must not exceed UINT16_MAX, i.e. 65535:

  • inputs in transaction body
  • outputs in transaction body
  • asset groups (policy IDs) in an output or in the mint field
  • tokens (asset names) in an asset group
  • certificates in transaction body
  • pool owners in a pool registration certificate
  • pool relays in a pool registration certificate
  • withdrawals in transaction body
  • collateral inputs in transaction body
  • required signers in transaction body
  • reference inputs in transaction body
  • the total number of witnesses

Optional empty lists and maps

Unless mentioned otherwise in this CIP, optional empty lists and maps must not be included as part of the transaction body or its elements.

Outputs

A new, "post Alonzo", output format has been introduced in the Babbage era which uses a map instead of an array to store the output data. For now, both the "legacy" (array) and "post Alonzo" (map) output formats are supported by HW wallets but we encourage everyone to migrate to the "post Alonzo" format as support for the "legacy" output format might be removed in the future. Both formats can be mixed within a single transaction, both in outputs and in the collateral return output.

Legacy outputs

Outputs containing no multi-asset tokens must be serialized as a simple tuple, i.e. [address, coin, ?datum_hash] instead of [address, [coin, {}], ?datum_hash].

Post Alonzo outputs

If the data of datum_option is included in an output, it must not be empty. script_ref (reference script) must also not be empty if it is included in an output.

Multiassets

Since multiassets (policy_id and asset_name) are represented as maps, both need to be sorted in accordance with the specified canonical CBOR format. Also, an output or the mint field must not contain duplicate policy_ids and a policy must not contain duplicate asset_names.

Certificates

Certificates of type genesis_key_delegation and move_instantaneous_rewards_cert are not supported and must not be included.

If a transaction contains a pool registration certificate, then it must not contain:

  • any other certificate;
  • any withdrawal;
  • mint entry;
  • any output containing datum hash;
  • script data hash;
  • any collateral input;
  • any required signer.

It is allowed to arbitrarily combine other supported certificate types.

Certificate stake credentials must be:

  • only key hashes in ordinary (single-sig) transactions;
  • only script hashes in multi-sig transactions. (There is no restriction for transactions involving Plutus.)

Withdrawals

Since withdrawals are represented as a map of reward accounts, withdrawals also need to be sorted in accordance with the specified canonical CBOR format. A transaction must not contain duplicate withdrawals.

Withdrawal reward accounts must be:

  • only based on key hashes in ordinary (single-sig) transactions;
  • only based on script hashes in multi-sig transactions. (There is no restriction for transactions involving Plutus.)

Auxiliary data

HW wallets do not serialize auxiliary data because of their complex structure. They only include the given auxiliary data hash in the transaction body. The only exception is Catalyst voting registration because it requires a signature computed by the HW wallet.

In this exceptional case, auxiliary data must be encoded in their "tuple" format:

[ transaction_metadata: { * transaction_metadatum_label => transaction_metadatum }, auxiliary_scripts: [ * native_script ]]

The auxiliary_scripts must be an array of length 0.

Reasoning

Canonical CBOR serialization format

As HW wallets don't return the whole serialized transaction, a common CBOR serialization is needed so that software wallets and other tools interacting with HW wallets are be able to deterministically reproduce the transaction body built and signed by the HW wallet.

The specified canonical CBOR format is consistent with how certain other data are serialized (e.g. Plutus script data in Alonzo) and allows the use of standard CBOR libraries out of the box.

Transaction body

Multiassets

Allowing duplicate policy_ids (or asset_names) might lead to inconsistencies between what is displayed to the user and how nodes and other tools might interpret the duplicate keys, i.e. all policies (or asset names) would be shown to the user, but nodes and other tools might eventually interpret only a single one of them.

Certificates

Combining withdrawals and pool registration certificates isn't allowed because both are signed by staking keys by pool owners. If it was allowed to have both in a transaction then the witness provided by a pool owner might inadvertently serve as a witness for a withdrawal for the owner's account.

Withdrawals

Similarly to multiassets, allowing duplicate withdrawals might lead to inconsistencies between what is displayed to the user and how nodes and other tools might interpret the duplicate keys.

Auxiliary data

The specified auxiliary data format was chosen in order to be compatible with other Cardano tools, which mostly use this serialization format.

Backwards compatibility

Tools interacting with HW wallets might need to be updated in order to continue being compatible with HW wallets because of canonical CBOR serialization format, which is being enforced since multi-sig support.

Tools

cardano-hw-interop-library or `cardano-hw-cli' (which uses the interop library) can be used to validate or transform transactions into a HW wallet compatible format if possible.

This CIP is licensed under CC-BY-4.0